Job Accountabilities
- Support the development of insightful internal compliance reports and second-line knowledge sharing
- Identify enhancement opportunities and propose pragmatic solutions to meet regulatory requirements
- Participate in compliance innovation activities, including exposure to data analytics tools
- Contribute to ongoing and coming compliance-related projects
- Support the AML tool transformation project, including coordination, testing and training activities
- Assist Cloud migration of the current screening platform and uplift of normalized files to a single file format
- Implementation of new modules for Transaction Monitoring
- Deployment of automated Customer Risk Rating
- Support validation of the local Compliance Framework to assess alignment with relevant policies, local requirements, internally defined minimum standards, and best practices in the following areas:
- Customer-Facing Conduct (CFC): including proposition management (PRO), intermediary management, and sales process (SAD), with a focus on customers sustainability preferences (ESG)
- Data Privacy and Records Management: including data retention validation
- Anti-Bribery and Anti-Corruption (ABC): ensuring robust controls and practices are in place
- Conflicts of Interest and External Engagement (COI/EE): evaluating governance and transparency mechanisms
- Assist in the compliance operations when necessary
Job Qualifications
- Bachelor's degree with minimum 2 years of compliance experience, preferably in insurance or financial services industry
- Candidate with less experience may be considered as Officer fresh graduate who is immediately available is welcome
- Experience in creating dashboards using data analytics tools is an advantage
- Detailed-oriented and good project management skills
- Excellent interpersonal and communication skills
- Good command of both written and spoken English and Chinese
Why Zurich
At Zurich, we like to think outside the box and challenge the status quo. We take an optimistic approach by focusing on the positives and constantly asking What can go right
We are an equal opportunity employer who knows that each employee is unique - that's what makes our team so great!
Join us as we constantly explore new ways to .
- Location(s): HK - Hong Kong
- Remote working: Hybrid
