Assistant Vice President/Senior Manager, AML
Responsibilities:
- Provide advice on statutory and regulatory requirements on transaction monitoring and suspicious transaction report matters and recommendations in addressing or mitigating identified ML/TF risks
- Handle internal disclosures, transaction alerts, reporting to JFIU and related record maintenance
- Handle enquiries from law enforcement agents and regulators in relation to AML and CTF matters
- Conduct reviews on the adequacy and effectiveness of the transaction monitoring systems and processes
- Handle AML/CFT related systems / Regtech application enhancement initiatives
- Maintain and update transaction monitoring related procedures and manuals
- Handle reporting related to transaction monitoring system and management information related to suspicious transaction review and STR filing
- Provide training on transaction monitoring and suspicious transaction reporting
- Support ad hoc tasks as assigned by Head of the section, Head of AML Department or Head of Compliance and AML
Requirements:
- University degree in Accounting, Finance, Law, Risk Management or a business related discipline
- A minimum of 5 years experience in AML/CFT compliance and transaction monitoring matters in banks or banking regulator
- Holder of AAMLP / CAMLP / CAMS
- Familiar with statutory and regulatory requirements in transaction monitoring and STR matters
- Good knowledge of the local AML and CFT rules and regulations
- Good understanding of ML/TF/sanctions risks in banking industry
- Motivated, dynamic, problem-solving and details oriented
- A strong sense of responsibility and impeccable integrity
- Ability to plan, organize and prioritize tasks and projects
- Good analytical and judgmental skills
- Good communication, interpersonal and leadership skills
- Good command of written and spoken English and Chinese
