Associate – Equity Middle Office Support **

.. This position will be under the Employee Referral Program in Hong Kong.

Summary
Within, Operations, Premises & Country COOs (OPC) based in Hong Kong, Capital Market Operations (CMO) teams are responsible to process the transaction activities for Credit, Rates, FX/MM, Securities and Equities for multiple geographies (APAC and EMEA).

Capital Market Middle Office team in HK is around 40 staffs and 6 sub-teams:

• MO Sales and Client Services: In charge of deals originated by Sales including Trade validation, allocations, MTM reporting and collateral management
• MO IRD/ EIS: In charge of Interest Rate and Equity Derivatives
• MO FX/MM/ Credit: In charge of Foreign Exchange, Money Market and Credits
• MO Post Trade: In charge of the processing activities from FO systems to BO systems
• MO Reconciliation: In charge of the various reconciliation (FO-BO FO-FO,)
• MDA: In charge of Market Data activities

This role is within the Capital Markets Equity Trading and Sales Support Middle Office which includes:

• Equity Investment Solutions
• Equity Finance and Delta One

Key Responsibilities

• Provide support to Front Office business lines under Global Markets Division during Asian trading hours.
• Ensure transactional integrity across trading applications, including 1st level trade checking.
• Perform trade modification, cancellation, and/ or trade event processing (ie: early termination, partial termination, unwind) upon trading approval and report profit and loss impact, if any.
• Monitoring,calculationandvalidationofeventsaffectingthelifeofastructuredproduct, TRS(coupons,Securitiestransactions,earlypartialclosing,earlyexercise,maturity,nominalchanges,etc.) Equity SLB.
• Monitoringandmanagementofthemarketdatarepository(equities,indices,proprietaryindices,thirdparties,calendars)withinternalorexternalproviders
• Monitoring and booking of various corporate actions like dividends and cash flow processing.
• Provide an efficient post-trade support by ensuring trade information flows efficiently through deal processing from front office to back-office system and front-office to front office system.
• Investigate and follow-up of breaks sent by back office, front office and other internal departments.
• Support local business development and volume increase.
• Adhocparticipationandsupportforprojectsforcontinuousimprovementandoptimizationofmanagementprocesses(specifications,usertests,processdrafting)inconjunctionwithprojectteams,ITteamsandmanagement

In accordance with the Mandatory Reference Checking (MRC) Scheme implemented by the Hong Kong Monetary Authority (HKMA), a successful candidate for an In-Scope Position who has held a position with an In-Scope Institution in the past 7 years will be subject to a mandatory reference check. For more details, please refer to .

Personal data provided by job applicants will be used strictly in accordance with the employer's personal data policies, a copy of which will be provided immediately upon request.

La version franaise est disponible sur demande votre RH locale

University Degree holder from discipline in Finance, Mathematics or Engineering

Minimum 5-7 years experience in Equity Middle Office environment

• Comfortable with multi-tasking and able to work independently with minimal supervision.
• Strong attention to details and a self-starter who is highly motivated.
• Good judgement, alertness and common sense

• Good knowledge of financial products and understanding of the operational risks involved in Equity Derivatives, SLB and Structured products like Notes, Accu/Deccu etc
• Good analytical, organizational and interpersonal skill
• Versatile with PC tools and applications, e.g. MS Office, VBA