Job Summary
The IBG/GTS Business Auditor is responsible for ensuring that the risk and control over Institutional Banking Lending products/ Trade Finance products/Cash Management products/AML and CFT risk. Familiar with end-to-end process, potential risks and mitigated controls related to the aforesaid areas, ensure that key risks are properly identified, and adequate controls are in place.
Key Responsibilities
- Prepare audit planning and undertake audit engagementswith stakeholdersas assigned by Institutional Banking Audit Head.
- Experienced in risk and control over Institutional Banking Lending products/ Trade Finance products/ services. Familiar with end-to-end process, potential risks and mitigated controls related to theaforesaidareas, ensure that key risks are properly identified, and adequate controls are in place.
- Knowledge for data analysis usingAItools and/ or Computer Assisted Audit Techniques (CAATs) to provide Continuous Assurance to stakeholders and support strategic thinking on risk-based audits.
- Advise and apprise promptly to Institutional Banking Audit Head and/or Head of Audit for Taiwan of system and major enhancement with significant risk impacts, controls and regulatory issues raised, if any, during the audit.
- Plan, execute and complete all auditsin accordance withdepartmental and professional standards. Update and maintain audit risk matrices, including audit work papers for each audit engagement
- Co workwith the team in delivering quality audit focused on key risk areas. Assist Institutional Banking Audit Head in ensuring that audit assignments are executed on time, with insights, within scope and budget.
- Test and follow up all outstanding audit issues for proper implementation during each audit engagement.
- Keep abreast of own professional development to enhance one's skills and competence.
- Maintain key relationships with middle level management and stakeholders, raise potential risk and control issues to audit management through continuous monitoring for areas designated by Institutional Banking Audit Head.
Location:
Honhui B-15F
Job:
Audit
Schedule:
Regular
Employee Status:
Full time
