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We're partnering with a leading global asset manager to appoint a Senior Manager, APAC Distribution Compliance & Risk Management.
This is a rare opportunity to join a highly respected investment management firm in a first-line compliance and risk role, embedded directly within the APAC Distribution business. The successful candidate will act as a strategic advisor to Sales and Distribution teams, helping to shape and enhance compliance and risk frameworks across a complex, multi-jurisdictional APAC environment.
Key responsibilities include:
✔ Partnering with Sales, Marketing and Client Services teams to provide proactive compliance and risk advisory
✔ Maintaining and enhancing distribution compliance frameworks, policies and control processes
✔ Monitoring regulatory developments and translating them into practical business solutions
✔ Driving risk management initiatives, including incident management and risk assessments
✔ Working closely with regional and global stakeholders across Compliance, Legal, Risk and Audit functions
✔ Supporting new business initiatives, product development and cross-border distribution activities
We are keen to speak with professionals who have:
▪ 8+ years of compliance experience within asset management
▪ Strong understanding of APAC regulatory frameworks and cross-border distribution activities
▪ Experience advising institutional and/or intermediary distribution businesses
▪ Excellent stakeholder management and influencing skills
▪ A proactive, commercially minded and solutions-oriented approach
This role would suit an individual who enjoys operating independently, partnering closely with the business, and helping shape compliance strategy in a dynamic and evolving regulatory landscape.
For a confidential discussion, please feel free to reach out directly.
Job ID: 150612659
Skills:
policy research , Artificial Intelligence, Cybersecurity, Incident Response, Data Governance, understanding of regional legislative and regulatory processes, Privacy, intelligence collection and analysis, Regulatory Compliance, supply chain security, impact assessments, Stakeholder Engagement, Policy Analysis, developing actionable playbooks, comparative analyses, digital sovereignty
Skills:
Leadership Ability, Business tax compliance, Tax advisory engagements, Compliance Management, Tax technology
Skills:
tax advisory engagements, Compliance Management, business tax compliance, Recruiting
Skills:
tax structuring, project management, tax due diligence, tax modelling, Corporate Tax, Analytical Skills, Tax Compliance
Skills:
Servicenow, Major Incident Management, change management, JIRA, Problem Management, Identity And Access Management, risk management, service continuity, ITIL practices, operational resilience, service governance