The Role
We are seeking a Regulatory Compliance candidate to join our team in Singapore — an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection.
Responsibilities:
- Provide regulatory advice and interpretation across the business and ensure that policies are in line with SFA and FAA
- Develop, implement, and maintain compliance monitoring frameworks and thematic reviews.
- Support product design, approval, and review processes to ensure regulatory compliance and good customer outcomes.
- Manage all Regulatory Compliance and issues pertaining to Conduct Risk, and ensure they are in line with requirements
- Liaise with internal stakeholders, including Legal, Risk, and Distribution teams, to embed a strong culture of compliance.
Requirements:
- Bachelor's degree in Law, Finance, Business, or a related field.
- 5 to 10 years of experience in Regulatory Compliance
- Strong technical knowledge in SFA, FAA, MAS regulations etc
- Excellent communication and interpersonal skills, with the confidence to challenge and advise senior stakeholders.
- High attention to detail and a proactive, analytical mindset.
Take charge of this opportunity to welcome a new career challenge in 2025
EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112
