Regulatory Compliance SM/D

Our client is a leading investment bank with a strong global presence. They are currently seeking a Compliance professional at the Senior Manager or Director level to lead the Regulatory Compliance function. Candidates from investment banks, reputable securities firms, asset management companies, and regulatory bodies (e.g., SFC) are encouraged to apply. Solid experience liaising with the SFC is required. Candidates with knowledge of Regulatory Compliance, General Compliance, Regulatory Affairs, and Markets Compliance would be considered. High proficiency in English is essential. WS10707