Compliance Manager, AML
Responsibilities:
- Conduct risk-based compliance reviews according to Annual Compliance Review plan
- Identify and evaluate regulatory compliance risk and control issues and provide recommendations for improvement
- Compile compliance review reports to highlight major regulatory compliance issues and risk implications
- Conduct assigned special / ad-hoc reviews
- Follow up management actions/ rectification actions to address findings identified in compliance reviews and, where required, examinations undertaken by the regulators
- To formulate and update compliance review related policies, programs and control procedures in accordance with regulatory rules and requirements
- Review and monitor staff personal account dealing
- Take up ad-hoc assignments, projects and job rotation as designated by Division Head / Senior Management
Requirements:
- University graduate or above
- 4 years or above relevant experience with minimum 3 years in audit/ compliance/ compliance review experience in Big 4 or in banking/ financial services industry
- Understand relevant policies and procedures of the Bank as well as regulatory rules and requirements
- Strong analytical and interpersonal skills and capable to work independently
- Proficiency in English and Chinese, fluency in Mandarin is an advantage .
- Good PC knowledge
