Compliance Lead, Asset Management

about the company

Our client is a Capital Markets Services licensed Asset Manager recruiting for a highly experienced Compliance Lead.

about the job

This is a pivotal role designed for a proactive professional to lead the entire compliance framework for a growing fund management business.

• Oversee and implement a comprehensive regulatory framework ensuring alignment with the Securities and Futures Act and relevant MAS guidelines.

• Manage all regulatory interactions, including submissions, audits, and ongoing communications with statutory bodies.

• Monitor investment and trade activities to ensure strict adherence to mandates, internal restrictions, and personal trading policies.

• Execute detailed portfolio compliance reviews for various fund structures and managed accounts across both mandates.

• Cultivate an organizational environment rooted in integrity by championing ethical standards and high compliance awareness across all business units.

skills and experience required

• Bachelors Degree from a reputable institution

• Minimum of 12 years of specialized experience in compliance within the fund management industry.

• Deep technical knowledge of Singapore's regulatory landscape, including SFA, FAA, and AML/CFT requirements as well as familiarity with fund structures.

• Proven ability to work independently in a sole-contributor capacity within a fast-paced, institutional environment

To apply online please use the apply function, alternatively you may contact at <98237297>.
(EA: 94C3609/ )