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Our client is an international service provider that theyprovide a wide range of services such as regulatory compliance advisoryservices to their clients. Their clientsare mainly in the financial services industry including asset management suchas hedge funds, private equity funds, venture capital, payment solutionsetc. As the business continues to grow,they are looking for Associate / Senior Associate, Regulatory Compliance andthe position is based in Singapore.
Key responsibilities:
. Work as a team to manage a portfolio of fundmanagement clients to provide them compliance solutions and services
. Provide compliance advisory services such aslicense applications, compliance program support, regulatory reporting etc
. Handle compliance assignments and ensurecompletion that meet clients timelines and quality standards
. Assist in drafting and reviewing proposals andletters of engagement to clients
. Keep abreast of the latest regulatoryrequirements and industry updates
. Other ad-hoc compliance duties as necessary
Key requirements
. At least 2 years of regulatory complianceexperience in consultancy firms / audit firms / regulators / buyside assetmanagement firms
. Good understanding of asset management industry
. Candidates from audit background with fundexposure will be considered
. Good client servicing and communication skills
. Motivated, meticulous, team-player
Job ID: 149147009
Skills:
Monitoring Tools, thematic reviews, Surveillance, Regulatory Compliance
Skills:
MAS regulations, regulatory advisory, Financial Advisers Act, Securities and Futures Act, AML CFT regulations, Internal Audit, customer due diligence processes, Regulatory Compliance, Regulatory Submissions
Skills:
Regulatory Compliance, license applications, compliance program support, compliance advisory services, Regulatory Reporting
Skills:
Regulatory Compliance, QA monitoring and control testing frameworks, Data analytics tools and techniques
Skills:
compliance procedures , Regulatory Compliance, Blockchain Monitoring Tools, Licensing Requirements, Financial Crime Risk, Regulatory Frameworks, Financial Regulations, Coinfirm, Chainalysis