Associate, Regulatory Compliance (Hong Kong)

Our client is an international service provider that they provide a wide range of services such as regulatory compliance advisory services to their clients. Their clients are mainly in the financial services industry including asset management such as hedge funds, private equity funds, venture capital, payment solutions etc.

As the business continues to grow, they are looking for Associate, Regulatory Compliance and the position is based in Hong Kong.

Key Responsibilities:

• Work as a team to manage a portfolio of fund management clients to provide them compliance solutions and services
• Provide compliance advisory services such as license applications, compliance program support, regulatory reporting etc
• Handle compliance assignments and ensure completion that meet clients timelines and quality standards
• Assist in drafting and reviewing proposals and letters of engagement to clients
• Keep abreast of the latest regulatory requirements and industry updates
• Other ad-hoc compliance duties as necessary

Key Requirements

• At least 1 years of regulatory compliance experience in consultancy firms / audit firms / regulators / buyside asset management firms
• Good understanding of Asset Management industry
• Candidates from audit background with fund exposure will be considered
• Good client servicing and communication skills
• Motivated, meticulous, team-player

Interested parties please send your resume to Loretta Chan, R1876188 at .
Regrettably, only shortlisted candidates will be contacted.