Being an Assistant Vice President, Compliance, eMPF, the role is responsible to support Vice President, Compliance & QA, eMPF as the compliance team lead under 1.5 line of defense for the eMPF project, to develop and maintain a comprehensive compliance and quality assurance framework with the objective to ensure the adherence to all regulatory requirements while achieving the highest standards of service delivery.

Your role

• Serve as subject matter expert in upholdingstandards of complianceand controls, including monitoring, reporting, and where practicable, contributing to the development of enhanced control measures supporting ongoing and new business strategies as well as operations.

• Identify, implement, and oversee the effectiveness of relevant policies, processes, and systems, as well as ensuring compliance with laws and regulations as applicable to the business operations.

• Supporttheestablish/entof an effective training and awareness programs to ensure that all relevant personnel have full knowledge and understanding of governance, risk and control management obligations and related policies, processes, and procedures.

• Lead immediate follow-up and investigationofany non-compliance or operational risk incidents, andco-ordinate with the relevant operational teams toprovidequality andtimely reportingof incidentstointernal and external parties, covering details of root cause, impact analysis and remedial/ preventive measures. Monitorthe implementation of effectivecontrol/ remedial measures post incident.

• Ensure timely identification of compliance issuesarisingfrom complaints, with timely reporting under the relevant operating manual,and to monitorimplementation ofeffective remedial actions and preventive measures.Conduct root cause analysis to understandcommonunderlying issues and recommend improvements.

• Support the developmentandimplementation ofquality assuranceframework andprocessestoensurethe operations and the appointedservice provider meet all regulatory and contractual obligations through effective controls and monitoring.

• Support the establishment and maintenance ofan effectivecompliancestakeholder management with relevant internal/ external bodies, including regulators and government authorities, to ensurethe projectmeetingthe relevantregulatory obligations.

To succeed in this role

• 10years of experience withinpension/financial services, particularly in the areas ofregulatory complianceorquality assurance.

• Experiencein handling complexcompliancerisk and regulatory matters pertaining to financial services,incident investigations, and review of internal controls.

• Experience with third-party due diligence process.

• Excellent in written and spoken of both Chinese and English.