Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide.
Our teams of experts in close to 30 countries advise clients on their strategic development, helping them to grow and transform their businesses, and maximize their positive impact. Natixis CIB is committed to aligning its financing portfolio with a carbon neutrality path by 2050 while helping its clients reduce the environmental impact of their business.
As part of Groupe BPCE, the second largest banking group in France through the Banque Populaire and Caisse d'Epargne retail networks, Natixis CIB benefits from the Group's financial strength and solid financial ratings (Standard & Poor's: A+, Moody's: A2, Fitch: A+, R&I: A+).
Statutory internal auditor for securities business, moreover, supporting Taipei branch transversal projects as well as administrative coordination to ensure the branch's overall internal control framework functions.
Main Responsibilities:
- Developing, planning, executing and reporting of the scope of internal audit
- Carrying out regular and ad hoc internal audits and preparation of audit reports as well as audit work papers, each pursuant to the applicable laws and regulations
- Base on internal audit results, to identify internal control weaknesses, recommend corrective actions or business resolutions, if required, and follow up on implementation
- Preparation of internal audit related management meeting materials and to report to Taiwan General Manager / APAC internal audit
- Regularly coordinate related departments to review and update the company's internal control system to bring such system up to date and to ensure that such system is in line with applicable laws and regulations as well as group policies where applicable
- Partner with Compliance to coordinate related departments to execute the risk-based self-assessments, as well as to assess the effectiveness of the self-assessment results
- Assist Compliance (contact window) to face regulators in the event of regulatory inspections and regulatory queries/surveys
- Provide support to Compliance on the branch transversal projects as well as administrative coordination, including, but not limited to, Chinese official letter handling, project coordination/follow up, or other management requested admin support
- Candidate must pass (senior) securities agent license exam with certificate or plan to do so prior to joining.
Required skills:
- Mandarin and English are mandatory
- Well structured, organized and systematic
- Solid analytical skills (auditor background is preferred)
- Elevated grammatical and excellent written communication skills: ability to draft memos
- Ability to cope with time pressure and work to deadlines
- Good communication (to discuss with client and Front Office)
- Good understanding of banking activities
- Ability to be a good team player
- Good knowledge and ability on Microsoft Office
- Min. Bachelor degree education
- CFA and CPA (preferred)
- Credit analysis knowledge (corporate skills): ROE, RWA, financial statement
