compliance monitoring , Compliance, Risk management, Investigations

Control and Operational Risk Evaluation (CORE) framework, Issue Management, Data Analytics, Automation, AI-enabled tools, Regulatory requirements applicable to banking and securities businesses in APAC jurisdictions, Governance reporting, Control evaluation, Proficient with Mandarin, Knowledge of the Three Lines of Defense model, Risk and control assessment frameworks

Alteryx, Sql, Low-code development skills, Client Assets computations and reporting, Risk management, Asia regulations

Anti-Bribery Corruption, Compliance Reviews, Compliance Framework, Regulatory Compliance, Regulation Risk Assessments, Anti-Money Laundering, Securities Futures Acts

Aml, regulatory reviews, CFT, Kyc, Training, client due diligence, Internal Audits, compliance guidance, Regulatory Requirements, compliance policies and procedures

Capital Markets, structured products, Derivatives, Governance frameworks, Risk management, Regulatory Compliance, Control standards

AML CFT programme ownership, Compliance monitoring and testing, Transaction Monitoring, ACAMS, Policy training, MAS Notice SFA02-N05, Customer risk due diligence, CGSS certification, ICA Diploma, Suspicious transaction reporting, Corruption Drug Trafficking and Other Serious Crimes Confiscation of Benefits Act 1992, Terrorism Suppression of Financing Act 2002, MAS Notice SFA04-N02, MLRO function