AML CFT programme ownership, Compliance monitoring and testing, Suspicious transaction reporting, MAS Notice SFA02-N05, Policy training, Terrorism Suppression of Financing Act 2002, ICA Diploma, Customer risk due diligence, Transaction Monitoring, MLRO function, Corruption Drug Trafficking and Other Serious Crimes Confiscation of Benefits Act 1992, ACAMS, MAS Notice SFA04-N02, CGSS certification

compliance monitoring , FAA, SGX rules, MAS regulations, e-Communication Surveillance, SFA, Regulatory Reporting, NASDAQ SMARTS, Trade Surveillance

Anti-Bribery Corruption, Compliance Reviews, Compliance Framework, Regulatory Compliance, Regulation Risk Assessments, Anti-Money Laundering, Securities Futures Acts

Regulatory Compliance, Governance Reporting, Policy Management, Stakeholder Management, Regulatory analysis and implementation, Financial Planning, compliance training

insider trading requirements, FATCA, CRS, legal functions, Financial Advisers Act, Financial Holding Companies Act, Volcker Rule, Insurance Act, Internal Audit, MAS Notices and Guidelines, Regulatory Compliance

Compliance Reviews, Anti-Bribery Corruption, Risk Assessment, Regulatory Compliance, Compliance Framework, Anti-Money Laundering, Securities Futures Acts

regulatory operations , Data Management, Automated data-processing solutions, Compliance, AI ML processes, Project management, QA Reporting, AI-enabled use cases, Governance, LLM tools, Data controls, Risk management

Experience of interacting with MAS and other regulatory authorities, Knowledge of the legal regulatory environment, Knowledge of business processes standards policies and procedures in a financial banking environment